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Securities regulation in the United States
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361	Received by NSD/FARA Registration Unit[removed]:02:49 PM OMB No, U[removed]; Expires April 3©, 2017 Exhibit A to Registration Statement Pursuant to the Foreign Agents Registration Act of 1938, as amended Add to Reading List Source URL: www.fara.gov Language: English - Date: 2015-03-18 15:16:19 SEC filings United States securities law United States Regulation S-K Foreign Agents Registration Act Lobbying in the United States Politics of the United States
362	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-25 15:59:40 United States Securities and Exchange Commission Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer SEC Rule 10b-5 Securities and Exchange Commission United States securities law Financial economics 73rd United States Congress
363	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 1, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-01 09:55:19 Government Anti-corporate activism KBR Financial regulation United States Securities and Exchange Commission Business Securities Exchange Act Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Private military contractors Corporate crime United States securities law
364	OceanaGold Corporation Incorporated under the laws of the Province of British Columbia, Canada SECURITIES TRADING POLICY Add to Reading List Source URL: www.oceanagold.com Language: English - Date: 2014-09-23 01:23:43 Economics Financial economics United States securities law Insider trading Securities regulation in the United States Canadian securities regulation Security Regulation S-K U.S. Securities and Exchange Commission Stock market Corruption Financial system
365	Case 3:15-cv[removed]B Document 1 Filed[removed]Page 1 of 12 PageID 1 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 17:48:44 Economy of the United States Financial regulation Government Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
366	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-02-26 16:25:38 Private law Arbitration Financial regulation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Alternative dispute resolution United States securities law Law Business
367	SECURITIES TRADING POLICY 1. Dealings by Key Management Personnel in Securities of the Company The Company encourages its directors and employees to hold securities in the Company. Add to Reading List Source URL: kidmanresources.com.au Language: English - Date: 2011-12-16 01:36:09 Economics Corruption United States securities law Australian Securities Exchange Economy of New South Wales Security Insider trading Listing Rules Regulation S-K Stock market Financial economics Business
368	Legislative Agenda for the 114th Congress North American Securities Administrators Association Washington, D.C. \| www.nasaa.org February 23, 2015 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-02-23 11:35:24 Investment U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act North American Securities Administrators Association Securities fraud Securities regulation in the United States Hedge fund Securities Act Investor education Financial economics United States securities law Finance
369	COMPLIANCE PROCEDURES OFFICERS Responsible Officer Trevor Hart Add to Reading List Source URL: www.venturexresources.com Language: English - Date: 2013-08-19 00:05:27 Economics Economy of Australia Financial system Insider trading Information technology controls Government procurement in the United States Regulation S-K Stock market Australian Securities Exchange Economy of New South Wales
370	INDUSTRY BRIEFING SECURITIES INDUSTRY ACT, 2011 (SIA, 2011) & INVESTMENT FUNDS ACT, 2003 (IFA, [removed]Wednesday 25th June 2014 at the British Colonial Hilton, New Providence Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2014-07-01 10:35:30 Investment Financial economics Securities regulation in the United States Business Money Registered Investment Advisor Uniform Securities Act Finance United States securities law Financial adviser

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